Our rigour, your advantage.
United StatesNew YorkSECUSD

NYSE Stock Loans in United States

Stock loans (securities-backed financing) against shares listed on New York Stock Exchange (NYSE) — for family offices, founders and controlling shareholders.

01 · The Market
Americas

About New York Stock Exchange.

New York Stock Exchange is the principal cash-equity venue of the United States. Founded in 1792, it operates under the oversight of U.S. Securities and Exchange Commission (SEC), and its leading benchmarks are S&P 500, Dow Jones Industrial Average, NYSE Composite. Listing standards are set out in the NYSE Listed Company Manual.

Auction-and-electronic hybrid market with a Designated Market Maker assigned to every listed security. The deepest pool of listed corporate equity in the world by aggregate market capitalisation.

02 · Eligibility
For Institutional Positions

What qualifies on NYSE.

NYSE ranks among the deepest equity pools anywhere; eligibility turns on the stock itself — its free float, daily traded volume, and how concentrated the line is.

For any given NYSE position, our review looks at: free float and daily traded volume against the size of the transaction; your status (controlling shareholder, director, substantial shareholder) and the disclosure that follows; the issuer’s sector and listing segment; and what the transaction must do (LTV, tenor, currency, recourse, custody).

03 · Disclosure
SEC

Framework cited on NYSE.

The principal regulatory reference on NYSE is Schedule 13D / 13G beneficial ownership reports under Section 13(d) of the Securities Exchange Act of 1934. How it applies to any single transaction — reporting levels, step thresholds — turns on the underlying rules and national-law overlays, which we map against your contemplated transaction at the structuring stage alongside the counsel you appoint.

The citations above are public regulatory references, given for orientation only and not as legal advice. Take independent legal advice in the relevant jurisdiction for any specific transaction.

See the full process →

04 · FAQ
NYSE · Stock Loans

What holders ask about NYSE.

01How much can I borrow against an NYSE-listed holding?
The loan-to-value is set to the specific holding — free float, daily traded volume, volatility, and your regulatory standing. We quote indicative ratios only after reviewing the actual NYSE position.
02Which NYSE segments can I borrow against?
We look at each case across the segments New York Stock Exchange runs: NYSE main board; NYSE American (small/mid-cap); NYSE Arca (ETPs). Higher tiers are usually simpler to structure, as free float and liquidity are deeper.
03What currency can the facility be drawn in?
The default is USD, the listing currency. Cross-currency structures are common and readily arranged.
05 · Other Venues
United States

Other venues.

Nasdaq

United States overview →

A particular NYSE holding to talk through?

Send a confidential enquiry, and a senior principal will reply within one business day.