Americas Stock Loans SEC USD

United States Stock Loans against NYSE & Nasdaq shares

A stock loan against shares you hold on the United States’ principal equity venues — for family offices, founders and controlling shareholders, without selling a single share.

01 · The Market

Americas

United States equity markets.

We structure stock loans (securities-backed financing) against United States-listed shares. It lets founders, family offices and controlling shareholders draw liquidity from a concentrated position without selling, without unsettling voting control, and with the full holding recovered on repayment. You stay the beneficial owner throughout.

United States stock loans at a glance:

Listed venues	New York Stock Exchange (NYSE), Nasdaq Stock Market (Nasdaq)
Regulator	U.S. Securities and Exchange Commission (SEC)
Currency	USD
Principal indices	S&P 500, Dow Jones Industrial Average, NYSE Composite
Structure	Non-recourse, limited- or full-recourse

Regulatory references are published for general orientation and are not legal advice.

02 · Exchanges

Two Venues

Each United States exchange, covered.

NYSE · New York

New York Stock Exchange

Auction-and-electronic hybrid market with a Designated Market Maker assigned to every listed security. The deepest pool of listed corporate equity in the world by aggregate market capitalisation.

View NYSE → Nasdaq · New York

Nasdaq Stock Market

The first fully electronic stock market, today the principal listing venue for technology, biotechnology, and growth issuers. Three tiers calibrate listing standards to issuer maturity.

View Nasdaq →

03 · FAQ

United States · Stock Loans

What holders ask about United States.

01How much can I borrow against United States-listed shares?

The loan-to-value is set to your holding — its free float, daily traded volume, volatility, and your own regulatory standing. A large-cap with deep free float supports a higher LTV than a thin mid-cap, and a non-recourse structure runs lower than a full-recourse one on the same stock. We quote indicative ratios only after reviewing the position.

02Which United States exchanges can I borrow against?

We cover New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq). Financing is arranged against shares listed there; which venue applies depends on the issuer’s primary listing and how the holding trades.

03What currency can the facility be drawn in?

The default is USD, the listing currency. Cross-currency structures — drawing a USD or EUR loan against the position — are common, and bring hedging, settlement and tax points we set out expressly in the documentation.

04Who regulates these transactions in United States?

U.S. Securities and Exchange Commission (SEC) is the principal regulator. Black Haven Investments lends as principal; lending and any regulated activity are conducted by, or through, appropriately licensed or registered entities in the relevant jurisdiction.

04 · Adjacent Markets

Americas

Countries adjacent to United States.

Canada · Brazil · Mexico · Chile

All countries →

A particular United States holding to talk through?

Send a confidential enquiry, and a senior principal will reply within one business day.

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