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SET Block Trades in Thailand

Block-trade financing and discreet execution for large lines listed on Stock Exchange of Thailand (SET) — Thailand principal cash-equity venue.

01 · The Market
Asia

About Stock Exchange of Thailand.

Stock Exchange of Thailand is the principal cash-equity venue of Thailand. Founded in 1975, it operates under the oversight of Securities and Exchange Commission, Thailand (SEC (Thai)), and its leading benchmarks are SET Index, SET50, SET100. Listing standards are set out in the SET Listing Rules; SEC Act B.E. 2535.

Thailand’s principal equity venue, with index weight in energy, banking and infrastructure. Non-resident holders frequently sit in the NVDR (Non-Voting Depository Receipt) structure, a recurring consideration when a foreign position is pledged.

02 · Eligibility
For Institutional Positions

What qualifies on SET.

SET is an established but selective venue; we weigh eligibility against the stock’s liquidity, free float, and how concentrated the holding is.

For any given SET position, our review looks at: free float and daily traded volume against the size of the transaction; your status (controlling shareholder, director, substantial shareholder) and the disclosure that follows; the issuer’s sector and listing segment; and what the transaction must do (LTV, tenor, currency, recourse, custody).

03 · Disclosure
SEC (Thai)

Framework cited on SET.

The principal regulatory reference on SET is SEC Notification TorJor. 7/2552. How it applies to any single transaction — reporting levels, step thresholds — turns on the underlying rules and national-law overlays, which we map against your contemplated transaction at the structuring stage alongside the counsel you appoint.

The citations above are public regulatory references, given for orientation only and not as legal advice. Take independent legal advice in the relevant jurisdiction for any specific transaction.

See the full process →

04 · FAQ
SET · Block Trades

What holders ask about SET.

01How is a block printed on SET?
The block is negotiated off the order book and then reported to Stock Exchange of Thailand under its rules. The structure preserves discretion until the print.
02Which SET segments do you handle?
All principal segments Stock Exchange of Thailand runs: SET Main Board; mai (Market for Alternative Investment). The more liquid tiers are simpler to execute.
03Does large-holding disclosure apply?
Depending on the size and the seller’s standing, yes — under SEC Notification TorJor. 7/2552. We manage the timing and wording.
05 · Other Venues
Thailand

Other venues.

Hong Kong · Japan · China · South Korea · Taiwan · Singapore

Thailand overview →

A particular SET holding to talk through?

Send a confidential enquiry, and a senior principal will reply within one business day.