Asia Block Trades SEC (Thai) THB

Thailand Block Trades on SET

Block-trade financing and discreet execution for large lines of shares listed in Thailand — for sellers and acquirers who need to move size without disturbing the order book or the price.

01 · The Market

Asia

Thailand equity markets.

Black Haven Investments provides liquidity around block trades in Thailand-listed equity: off-market or negotiated-price execution, risk taken on the line itself, and the large-holding disclosure that follows a substantial transfer managed end to end. The market is overseen by Securities and Exchange Commission, Thailand (SEC (Thai)).

Thailand block trades at a glance:

Listed venue	Stock Exchange of Thailand (SET)
Regulator	Securities and Exchange Commission, Thailand (SEC (Thai))
Currency	THB
Principal indices	SET Index, SET50, SET100
Structure	Off-market or negotiated-price

Regulatory references are published for general orientation and are not legal advice.

02 · Exchanges

One Venue

Each Thailand exchange, covered.

SET · Bangkok

Stock Exchange of Thailand

Thailand’s principal equity venue, with index weight in energy, banking and infrastructure. Non-resident holders frequently sit in the NVDR (Non-Voting Depository Receipt) structure, a recurring consideration when a foreign position is pledged.

View SET →

03 · FAQ

Thailand · Block Trades

What holders ask about Thailand.

01How do you execute a Thailand block trade?

We work the line off the order book, off-market or at a negotiated price, and the block is then printed to Stock Exchange of Thailand (SET) under its block-trade rules. Black Haven Investments can take all or part of the risk on the line, so the seller achieves a clean exit at an agreed price.

02How large a block can you handle in Thailand?

It depends on the stock’s free float, daily traded volume and volatility. We assess each line on its merits and indicate a workable size and price range after reviewing the position.

03Does the block trade have to be disclosed?

Often, yes. A substantial transfer by a significant shareholder is generally disclosable under the relevant regime overseen by SEC (Thai). We manage the sequencing and wording of any required notification around the trade.

04Can you finance the buyer of the block?

Yes. A block can be paired with a stock loan to the acquirer, so the newly acquired Thailand-listed line serves immediately as collateral for the financing that funds it.

04 · Adjacent Markets

Asia

Countries adjacent to Thailand.

Hong Kong · Japan · China · South Korea · Taiwan · Singapore · Australia · New Zealand · India · Indonesia · Malaysia · Philippines · Vietnam · Pakistan · Sri Lanka · Kazakhstan · Bangladesh

All countries →

A particular Thailand holding to talk through?

Send a confidential enquiry, and a senior principal will reply within one business day.

Enquire in Confidence