Our rigour, your advantage.
South KoreaSeoul (KOSPI/KOSDAQ); Busan (derivatives)FSC / FSSKRW

KRX Stock Loans in South Korea

Stock loans (securities-backed financing) against shares listed on Korea Exchange (KRX) — for family offices, founders and controlling shareholders.

01 · The Market
Asia

About Korea Exchange.

Korea Exchange is the principal cash-equity venue of South Korea. Founded in 2005 (merger of KSE, KOSDAQ, KOFEX); KSE from 1956, it operates under the oversight of Financial Services Commission / Financial Supervisory Service (FSC / FSS), and its leading benchmarks are KOSPI 200, KOSPI Composite, KOSDAQ 150. Listing standards are set out in the KRX Listing Regulations; Financial Investment Services and Capital Markets Act.

Korea’s principal cash-equity market, anchored by KOSPI 200 large-caps alongside the more volatile KOSDAQ technology segment. The gap in liquidity and volatility between the two boards feeds directly into how a pledge is calibrated.

02 · Eligibility
For Institutional Positions

What qualifies on KRX.

KRX ranks among the deepest equity pools anywhere; eligibility turns on the stock itself — its free float, daily traded volume, and how concentrated the line is.

For any given KRX position, our review looks at: free float and daily traded volume against the size of the transaction; your status (controlling shareholder, director, substantial shareholder) and the disclosure that follows; the issuer’s sector and listing segment; and what the transaction must do (LTV, tenor, currency, recourse, custody).

03 · Disclosure
FSC / FSS

Framework cited on KRX.

The principal regulatory reference on KRX is FSCMA Art. 147. How it applies to any single transaction — reporting levels, step thresholds — turns on the underlying rules and national-law overlays, which we map against your contemplated transaction at the structuring stage alongside the counsel you appoint.

The citations above are public regulatory references, given for orientation only and not as legal advice. Take independent legal advice in the relevant jurisdiction for any specific transaction.

See the full process →

04 · FAQ
KRX · Stock Loans

What holders ask about KRX.

01How much can I borrow against a KRX-listed holding?
The loan-to-value is set to the specific holding — free float, daily traded volume, volatility, and your regulatory standing. We quote indicative ratios only after reviewing the actual KRX position.
02Which KRX segments can I borrow against?
We look at each case across the segments Korea Exchange runs: KOSPI Main Market; KOSDAQ (technology / growth); KONEX (SME). Higher tiers are usually simpler to structure, as free float and liquidity are deeper.
03What currency can the facility be drawn in?
The default is KRW, the listing currency. Cross-currency structures are common and readily arranged.
05 · Other Venues
South Korea

Other venues.

Hong Kong · Japan · China · Taiwan · Singapore · Australia

South Korea overview →

A particular KRX holding to talk through?

Send a confidential enquiry, and a senior principal will reply within one business day.